This paper takes the demand of M 1 as the research object,and finds that the stock earning ratio is positive relevant to the earnest money of securities trading,thus having reverse influence on M 1 in the same period,the stock trading volume and the circulate market value in this period are positive relevant to M 1 in next period,thus having psitive influence on M 1 in next period.
本文以狭义货币需求M1为研究对象 ,通过实证研究表明 :当期股票市场收益率与当期证券交易保证金呈正相关关系 ,对当期M1具有反向影响 ;本期股票交易量以及本期流通市值与下期M1呈正相关关系 ,对下期M1具有正向影响 ,并分析了其中的相互关系。
The misappropriation of client clearing funds by security firms has alreadybecome a stumbling block to the development of security market, mainlydue to the unreasonable modes of deposit of client clearing funds.
不合理的证券客户交易结算资金存管模式是导致证券公司违规挪用的主要原因。
It not only rebuilds the aggregation of trust signal—reputation index but also uses trade security deposit to avoid participant fraud and force people to trade honestl.
提出了一种新的网上交易市场中激励诚信交易的机制——注册押金和交易保证金制度。
Study on Modes of Deposit of Client Clearing Funds;
证券客户交易结算资金的存管模式研究
Study on How to Reform and Improve Depository System of the Customers Transaction Settlement Funds in Chinese Securities an and Exchange Act;
我国证券客户交易结算资金存管制度改革及完善研究
Study on Securities Clients' Capital Depository and Supervising System
证券客户交易结算资金存管制度与监管体系研究
Study of Compensation of the Client s Transaction Clearing Fund Form the Legal Aspect;
客户交易结算资金偿付法律问题研究
Article38 Securities exchanges, security companies and securities registration and settlement agencies must maintain secrecy for the accounts opened for their clients according to law.
第三十八条证券交易所、券公司、券登记结算机构必须依法为客户所开立的账户保密。
Customers' funds for transaction settlement must be placed in full in a designated commercial bank on a separate account.
客户的交易结算资金必须全额存入指定的商业银行，单独立户管理。
The Research of Legal Issues Related to the Proprietary Rights and Risks of the Customer s Money in Securities;
客户交易结算资金的归属及风险的法律问题研究
The Commercial Bank Manage System for the Stockjobber to Balance the Financing of the Client Through the Third-party Depository Based upon the Multi-bank Model
基于多银行模式证券公司客户交易结算第三方存管模式银行端管理系统设计
Article36. Securities companies shall not engage in stock trading activities to raise capital or stocks from clients.
第三十六条证券公司不得从事向客户融资或者融券的证券交易活动。
Study of Clients Capital Risk Management of Qi Lu Securities Ltd.;
齐鲁证券公司客户资金风险管理研究
On Modes of Deposit of Client Margin;
证券公司客户资金独立存管模式探讨
Article212. The State Council will prescribe separate procedures for implementing the regulations governing clients' funds for securities trading and account settlement.
第二百一十二条本法关于客户交易结算资金的规定的实施步骤，由国务院另行规定。
A Study on Momentum Trading of Securities Investment Funds in China;
我国证券投资基金动量交易行为研究
Whether during the reporting period your institution was engaged in the business of dealing in securities for clients other than private banking clients?
申报期内，机构有否向客户(私人银行客户除外)提供证券交易服务？
Compulsory Stock Borrowing Transaction (CCASS)
强制证券借入交易（中央结算系统）
Securities Dealers' Deposit Fund
证券交易商按金基金
Improving asset securitization trading structure by introducing SPT;
引入SPT,完善资产证券化交易结构
an account with a securities brokerage whose transactions are settled on a cash basis.
有证券经纪人的账户他们的交易用现金完成。